DFI - Laws and Regulations

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DFI Proposed Regulations

PROPOSED REGULATIONS 10.19700 - Equity Compensation Plan Exemption

Notice of Proposed Rulemaking (Adobe PDF)
Initial Statement of Reasons (Adobe PDF)
Title 10. Investment - 10.19700 (Adobe PDF)

PROPOSED REGULATIONS 10.19900 and 10.19901 – Share Buyback Requirements

Notice of Proposed Rulemaking (Adobe PDF)
Initial Statement of Reasons (Adobe PDF)
Title 10. Investment - 10.19900 (Adobe PDF)
Title 10. Investment - 10.19901 (Adobe PDF)
15-Day Notice of Modifications to Text of Proposed Regulations (Adobe PDF)
Revised Title 10. Investment – 10.19900 (Adobe PDF)
Revised Title 10. Investment – 10.19901 (Adobe PDF)

PROPOSED REGULATIONS 10.20000 – Ineligible Collateral for Security

Notice of Proposed Rulemaking (Adobe PDF)
Initial Statement of Reasons (Adobe PDF)
Title 10. Investment - 10.20000 (Adobe PDF)