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Trust Company and Department Forms

Notice to Individual - Use of Information

The following items comprise the application package for a license to engage in the trust business:

• California Financial Code – Division 1.1, Chapter 1, Section 1000 – 1008
• California Financial Code – Division 1.1, Chapter 2, Section 1020 - 1027
• California Financial Code – Division 1.1, Chapter 3, Section 1040 - 1048
• California Financial Code – Division 1.1, Chapter 16, Article 1, Sections 1550 – 1557
• California Financial Code – Division 1.1, Chapter 16, Article 2, Sections 1560 - 1562
• California Financial Code – Division 1.1, Chapter 16, Article 3, Sections 1570 - 1578
• California Financial Code – Division 1.1, Chapter 16, Article 4, Sections 1580 - 1586
• California Financial Code – Division 1.1, Chapter 16, Article 5, Sections 1600 - 1613
• FDIC 3064-0006 - Interagency Biographical and Financial Report Form
• FDIC 3064-0006 - Interagency Biographical and Financial Report Form Instructions (Adobe PDF)
• Form 2 - Personal Financial Statement (Rev.01-06) (Adobe PDF)
• Form 3 - Confidential Resume (Rev.02-07) (Adobe PDF)
• Form 10 - Application for Authority to Organize Bank (Rev.01-06) (Adobe PDF)

Call Report Forms

• Form 502 - Trust Company Report of Condition (Excel)
• Form 502 - Trust Company Report of Condition Instructions (Adobe PDF)
• Form 505 - Schedule T - Fiduciary and Related Services (Excel)
• Form 505 - Schedule T - Fiduciary and Related Services Instructions (Adobe PDF)
• Form 524 - Trust Company Report of Income (Excel)
• Form 524 - Trust Company Report of Income Instructions (Adobe PDF)

Contact Information:

Norman Edwards
Phone #: (213) 897-2170 (126)
email: nedwards@dfi.ca.gov

Forms needed for fingerprinting are not available on the internet, but may be received by calling Meli Brown at (415) 263-8542 or email at mbrown@dfi.ca.gov.