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Trust Company and Department Forms
Notice to Individual - Use of Information
The following items comprise the application package for a license to engage in the trust business:
- California Code of Regulations - Title 10, Chapter 1, Subchapter 10, Article 4
- California Financial Code - Chapter 12, Article 1, Section 1500 - 1505
- California Financial Code - Chapter 12, Article 3, Section 1540 - 1547
- California Financial Code - Chapter 12, Article 4, Section 1560 - 1565
- California Financial Code - Chapter 12, Article 5, Section 1580 - 1591
- California Financial Code - Chapter 3, Article 1, Section 350 - 351
- California Financial Code - Chapter 3, Article 2, Section 360 - 363
- California Financial Code - Chapter 3, Article 4, Section 399 - 407
- California Financial Code - Chapter 3, Article 5, Section 419 - 421
- FDIC 3064-0006 - Interagency Biographical and Financial Report Form
- FDIC 3064-0006 - Interagency Biographical and Financial Report Form Instructions (Adobe PDF)
- Form 2 - Personal Financial Statement (Rev.01-06) (Adobe PDF)
- Form 3 - Confidential Resume (Rev.02-07) (Adobe PDF)
- Form 10 - Application for Authority to Organize Bank (Rev.01-06) (Adobe PDF)
Call Report Forms
- Form 502 - Trust Company Report of Condition (Excel)
- Form 502 - Trust Company Report of Condition Instructions (Adobe PDF)
- Form 505 - Schedule T - Fiduciary and Related Services (Excel)
- Form 505 - Schedule T - Fiduciary and Related Services Instructions (Adobe PDF)
- Form 507 - Call Report Schedule S (Word)
- Form 507 - Call Report Schedule S Instructions (Adobe PDF)
- Form 524 - Trust Company Report of Income (Excel)
- Form 524 - Trust Company Report of Income Instructions (Adobe PDF)
Contact Information:
Charlotte Imoto
Phone #: (213) 897-2224 (107)
email: cimoto@dfi.ca.gov
Norman Edwards
Phone #: (213) 897-2170 (126)
email: nedwards@dfi.ca.gov
Forms needed for fingerprinting are not available on the internet, but may be received by calling Meli Brown at (415) 263-8542 or email at mbrown@dfi.ca.gov.